Notice Rule

Notice of Filing of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

Submit a Comment on SR-MSRB-2020-02

View Received Comments

Title

Order Granting Approval of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15 l

Release Number

34-89154

SEC Issue Date

June 25, 2020

Federal Register Publish Date

July 1, 2020

Document Citation

85 FR 39613

Resources

Order Rule: SEC Issued Version (pdf 391.82 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: June 30, 2023

Resources

Notice Rule: SEC Issued Version (pdf 420.94 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 2, 2020

File Number

SR-MSRB-2020-02

Rule Type

Notice

Release Number

34-88828

SEC Issue Date

May 6, 2020

Federal Register Publish Date

May 12, 2020

Document Citation

85 FR 28082

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest

Public Comments

Order Rule (34-89154)

Resources

Resources

Details