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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: Feb. 28, 2019

Resources

Notice Rule: SEC Issued Version (pdf 169.05 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 27, 2019

File Number

SR-MSRB-2019-05

Rule Type

Notice

Release Number

34-85223

SEC Issue Date

Feb. 28, 2019

Federal Register Publish Date

March 6, 2019

Document Citation

84 FR 8141

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records

Resources

Details