Notice Rule

Notice of Filing of a Proposed Rule Change to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

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Title
Notice of Filing of a Proposed Rule Change to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price
Release Number
34-78777
SEC Issue Date
Federal Register Publish Date
Document Citation

81 FR 62947

Resources

Notice Rule: SEC Issued Version (pdf 328.33 KB)
Notice Rule: Federal Register Version
Exhibit 5
Rel. No. 34-79347
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Last Reviewed or Updated: Sept. 7, 2016