Notice Rule

Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

Title

Order Granting Approval of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Release Number

34-65679

SEC Issue Date

Nov. 4, 2011

Federal Register Publish Date

Nov. 10, 2011

Document Citation

76 FR 70207

Resources

Order Rule: SEC Issued Version (pdf 35.06 KB)

Order Rule: Federal Register Version

Rel. No. 34-65393

Last Reviewed or Updated: Sept. 27, 2011

Resources

Notice Rule: SEC Issued Version (pdf 48.47 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 21, 2011

File Number

SR-MSRB-2011-17

Rule Type

Notice

Release Number

34-65393

SEC Issue Date

Sept. 27, 2011

Federal Register Publish Date

Sept. 30, 2011

Document Citation

76 FR 60953

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Public Comments

Order Rule (34-65679)

Resources

Resources

Details