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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MSRB Rule G-8 Requiring Brokers, Dealers and Municipal Securities Dealers To Maintain Certain Records Relating to Auction Rate Securities and Variable Rate Demand Obligations

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: May 6, 2009

Resources

Notice Rule: SEC Issued Version (pdf 44.67 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 4, 2009

File Number

SR-MSRB-2009-06

Rule Type

Notice

Release Number

34-59873

SEC Issue Date

May 6, 2009

Federal Register Publish Date

May 14, 2009

Document Citation

74 FR 22780

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MSRB Rule G-8 Requiring Brokers, Dealers and Municipal Securities Dealers To Maintain Certain Records Relating to Auction Rate Securities and Variable Rate Demand Obligations

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MSRB Rule G-8 Requiring Brokers, Dealers and Municipal Securities Dealers To Maintain Certain Records Relating to Auction Rate Securities and Variable Rate Demand Obligations

Resources

Details