Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments To Eliminate Exemptions From the Continuing Education Regulatory Element Requirements

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Title

Release Number

34-50328

SEC Issue Date

Sept. 7, 2004

Federal Register Publish Date

Sept. 14, 2004

Document Citation

69 FR 55482

Resources

Notice Rule: SEC Issued Version (pdf 141.3 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50557

Last Reviewed or Updated: Sept. 7, 2004

Resources

Order Rule: SEC Issued Version (pdf 72.29 KB)

Order Rule: Federal Register Version

Rel. No. 34-50328

Details

Public Comments Due

Oct. 5, 2004

File Number

SR-MSRB-2004-04

Rule Type

Order

Release Number

34-50557

SEC Issue Date

Oct. 18, 2004

Federal Register Publish Date

Oct. 25, 2004

Document Citation

69 FR 62311

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments To Eliminate Exemptions From the Continuing Education Regulatory Element Requirements

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments To Eliminate Exemptions From the Continuing Education Regulatory Element Requirements

Notice Rule (34-50328)

Resources

Resources

Details