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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules

National Securities Exchanges, Nasdaq MRX, LLC (MRX)

Public Comments

Submit a Comment on SR-MRX-2020-12

View Received Comments

Last Reviewed or Updated: June 15, 2020

Resources

Notice Rule: SEC Issued Version (pdf 179.79 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 10, 2020

File Number

SR-MRX-2020-12

Rule Type

Notice

Release Number

34-89070

SEC Issue Date

June 15, 2020

Federal Register Publish Date

June 19, 2020

Document Citation

85 FR 37142

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules

Public Comments

Resources

Details