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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1306 (Branch Offices) and Exchange Rule 1308 (Supervision of Accounts) to Harmonize with FINRA Rules

National Securities Exchanges, Miami International Securities Exchange, LLC (MIAX)

Public Comments

Submit a Comment on SR-MIAX-2024-44

Last Reviewed or Updated: Jan. 2, 2025

Resources

Notice Rule: SEC Issued Version (pdf 308.93 KB)

Details

Public Comments Due

Dec. 30, 2024

File Number

SR-MIAX-2024-44

Rule Type

Notice

Release Number

34-101803

SEC Issue Date

Dec. 3, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1306 (Branch Offices) and Exchange Rule 1308 (Supervision of Accounts) to Harmonize with FINRA Rules

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1306 (Branch Offices) and Exchange Rule 1308 (Supervision of Accounts) to Harmonize with FINRA Rules

Public Comments

Resources

Details