Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 315, Anti-Money Laundering Compliance Program, To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions

National Securities Exchanges, Miami International Securities Exchange, LLC (MIAX)

Public Comments

Last Reviewed or Updated: Dec. 30, 2019

Public Comments Due

Jan. 27, 2020

File Number

SR-MIAX-2019-52

Rule Type

Notice

Release Number

34-87871

SEC Issue Date

Dec. 30, 2019

Federal Register Publish Date

Jan. 6, 2020

Document Citation

85 FR 535