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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports

National Securities Exchanges, MEMX LLC (MEMX)

Public Comments

Submit a Comment on SR-MEMX-2021-01

Last Reviewed or Updated: Feb. 1, 2021

Resources

Notice Rule: SEC Issued Version (pdf 159.11 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 26, 2021

File Number

SR-MEMX-2021-01

Rule Type

Notice

Release Number

34-91027

SEC Issue Date

Feb. 1, 2021

Federal Register Publish Date

Feb. 5, 2021

Document Citation

86 FR 8453

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports

Public Comments

Resources

Details