Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

National Securities Exchanges, MEMX LLC (MEMX)

Public Comments

Submit a Comment on SR-MEMX-2020-01

Last Reviewed or Updated: June 24, 2020

Resources

Notice Rule: SEC Issued Version (pdf 326.42 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 21, 2020

File Number

SR-MEMX-2020-01

Rule Type

Notice

Release Number

34-89140

SEC Issue Date

June 24, 2020

Federal Register Publish Date

June 30, 2020

Document Citation

85 FR 39230

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail

Public Comments

Resources

Details