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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements)

National Securities Exchanges, Long-Term Stock Exchange, Inc. (LTSE)

Public Comments

Submit a Comment on SR-LTSE-2021-05

Last Reviewed or Updated: Sept. 1, 2021

Resources

Notice Rule: SEC Issued Version (pdf 208.71 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 29, 2021

File Number

SR-LTSE-2021-05

Rule Type

Notice

Release Number

34-92847

SEC Issue Date

Sept. 1, 2021

Federal Register Publish Date

Sept. 8, 2021

Document Citation

86 FR 50403

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements)

Public Comments

Resources

Details