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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members

National Securities Exchanges, Long-Term Stock Exchange, Inc. (LTSE)

Public Comments

Submit a Comment on SR-LTSE-2019-05

Last Reviewed or Updated: Dec. 27, 2019

Resources

Notice Rule: SEC Issued Version (pdf 257.13 KB)

Notice Rule: Federal Register Version

Exhibit 3

Exhibit 5

Details

Public Comments Due

Jan. 24, 2020

File Number

SR-LTSE-2019-05

Rule Type

Notice

Release Number

34-87861

SEC Issue Date

Dec. 27, 2019

Federal Register Publish Date

Jan. 3, 2020

Document Citation

85 FR 378

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members

Public Comments

Resources

Details