Notice Rule

Notice of Filing of Proposed Rule Change To Adopt Chapter 9

National Securities Exchanges, ISE Mercury (ISEMercury)

Public Comments

View Received Comments

Title
Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules
Release Number
34-80256
SEC Issue Date
Federal Register Publish Date
Document Citation

82 FR 14526

Resources

Order Rule: SEC Issued Version (pdf 409.64 KB)
Order Rule: Federal Register Version
Rel. No. 34-79949
Rel. No. 34-79932
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Rel. No. 34-79965
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements

Last Reviewed or Updated: Aug. 31, 2023