Order Rule

Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters

National Securities Exchanges, ISE Gemini (ISEGemini)

Public Comments

Title

Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters

Release Number

34-72454

SEC Issue Date

June 24, 2014

Federal Register Publish Date

June 30, 2014

Document Citation

79 FR 36854

Resources

Order Rule: SEC Issued Version (pdf 27.95 KB)

Order Rule: Federal Register Version

Rel. No. 34-73148

Rel. No. 34-72118

Rel. No. 34-71758

View Received Comments

Title

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters

Release Number

34-72118

SEC Issue Date

May 7, 2014

Federal Register Publish Date

May 13, 2014

Document Citation

79 FR 27355

Resources

Notice Rule: SEC Issued Version (pdf 5.49 KB)

Notice Rule: Federal Register Version

Rel. No. 34-73148

Rel. No. 34-72454

Rel. No. 34-71758

Title

Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters

Release Number

34-71758

SEC Issue Date

March 20, 2014

Federal Register Publish Date

March 26, 2014

Document Citation

79 FR 16846

Resources

Notice Rule: SEC Issued Version (pdf 32.12 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-73148

Rel. No. 34-72454

Rel. No. 34-72118

View Received Comments

Last Reviewed or Updated: Aug. 31, 2023

Resources

Order Rule: SEC Issued Version (pdf 25.04 KB)

Order Rule: Federal Register Version

Exhibit 5

Rel. No. 34-72454

Rel. No. 34-72118

Rel. No. 34-71758

Details

Public Comments Due

April 16, 2014

File Number

SR-ISEGemini-2014-09

Rule Type

Order

Release Number

34-73148

SEC Issue Date

Sept. 19, 2014

Federal Register Publish Date

Sept. 25, 2014

Document Citation

79 FR 57626

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters

Public Comments

Resources

Resources

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters

Public Comments

Order Rule (34-72454)

Resources

Notice Rule (34-72118)

Resources

Notice Rule (34-71758)

Resources

Resources

Details