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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810

National Securities Exchanges, ISE Gemini (ISEGemini)

Last Reviewed or Updated: Aug. 31, 2023

Resources

Notice Rule: SEC Issued Version (pdf 66.4 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 29, 2015

File Number

SR-ISE-Gemini-2015-14

Rule Type

Notice

Release Number

34-75804

SEC Issue Date

Sept. 1, 2015

Federal Register Publish Date

Sept. 8, 2015

Document Citation

80 FR 53906

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810

Resources

Details