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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Sweep Orders

National Securities Exchanges, ISE Gemini (ISEGemini)

Public Comments

Submit a Comment on SR-ISE-Gemini-2014-22

Last Reviewed or Updated: Aug. 31, 2023

Resources

Notice Rule: SEC Issued Version (pdf 32.25 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 23, 2014

File Number

SR-ISE-Gemini-2014-22

Rule Type

Notice

Release Number

34-72919

SEC Issue Date

Aug. 26, 2014

Federal Register Publish Date

Sept. 2, 2014

Document Citation

79 FR 52096

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Sweep Orders

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Sweep Orders

Public Comments

Resources

Details