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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail ("CAT") Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook

National Securities Exchanges, Nasdaq ISE, LLC (ISE)

Public Comments

Submit a Comment on SR-ISE-2020-31

Last Reviewed or Updated: Aug. 14, 2020

Resources

Notice Rule: SEC Issued Version (pdf 174.24 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 10, 2020

File Number

SR-ISE-2020-31

Rule Type

Notice

Release Number

34-89562

SEC Issue Date

Aug. 14, 2020

Federal Register Publish Date

Aug. 20, 2020

Document Citation

85 FR 51528

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail ("CAT") Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook

Public Comments

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail ("CAT") Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook

Public Comments

Resources

Details