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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts)

National Securities Exchanges, Nasdaq ISE, LLC (ISE)

Public Comments

Submit a Comment on SR-ISE-2020-21

Last Reviewed or Updated: June 2, 2020

Resources

Notice Rule: SEC Issued Version (pdf 170.99 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 29, 2020

File Number

SR-ISE-2020-21

Rule Type

Notice

Release Number

34-88994

SEC Issue Date

June 2, 2020

Federal Register Publish Date

June 8, 2020

Document Citation

85 FR 35131

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts)

Public Comments

Resources

Details