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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories

National Securities Exchanges, Nasdaq ISE, LLC (ISE)

Last Reviewed or Updated: Jan. 5, 2016

Resources

Notice Rule: SEC Issued Version (pdf 55.49 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 1, 2016

File Number

SR-ISE-2015-44

Rule Type

Notice

Release Number

34-76835

SEC Issue Date

Jan. 5, 2016

Federal Register Publish Date

Jan. 11, 2016

Document Citation

81 FR 1245

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories

Resources

Details