Order Rule

Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters

National Securities Exchanges, Nasdaq ISE, LLC (ISE)

Public Comments

Title

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters

Release Number

34-72117

SEC Issue Date

May 7, 2014

Federal Register Publish Date

May 13, 2014

Document Citation

79 FR 27360

Resources

Notice Rule: SEC Issued Version (pdf 5.54 KB)

Notice Rule: Federal Register Version

Rel. No. 34-72455

Rel. No. 34-71759

Title

Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters

Release Number

34-71759

SEC Issue Date

March 20, 2014

Federal Register Publish Date

March 26, 2014

Document Citation

79 FR 16850

Resources

Notice Rule: SEC Issued Version (pdf 32.35 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-72455

Rel. No. 34-72117

View Received Comments

Title

Order Approving Proposed Rule Change Related to Market Maker Risk Parameters

Release Number

34-73147

SEC Issue Date

Sept. 19, 2014

Federal Register Publish Date

Sept. 25, 2014

Document Citation

79 FR 57639

Resources

Order Rule: SEC Issued Version (pdf 16.98 KB)

Order Rule: Federal Register Version

Rel. No. 34-72455

Rel. No. 34-72117

Rel. No. 34-71759

Last Reviewed or Updated: March 20, 2014

Resources

Order Rule: SEC Issued Version (pdf 27.92 KB)

Order Rule: Federal Register Version

Rel. No. 34-72117

Rel. No. 34-71759

Details

Public Comments Due

April 16, 2014

File Number

SR-ISE-2014-09

Rule Type

Order

Release Number

34-72455

SEC Issue Date

June 24, 2014

Federal Register Publish Date

June 30, 2014

Document Citation

79 FR 36849

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters

Public Comments

Resources

Resources

Resources

Resources

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More in this Section

Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters

Public Comments

Notice Rule (34-72117)

Resources

Notice Rule (34-71759)

Resources

Order Rule (34-73147)

Resources

Resources

Details