Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160(a) to Better Reflect the Process for a Broker-Dealer to Become a Member (or Continue as a Member) of the Exchange Notwithstanding the Member (or a Person Associat

National Securities Exchanges, Investors Exchange LLC (IEX)

Overview

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160(a) to Better Reflect the Process for a Broker-Dealer to Become a Member (or Continue as a Member) of the Exchange Notwithstanding the Member (or a Person Associated with the Member) Being Subject to a Statutory Disqualification

Last Reviewed or Updated: Jan. 3, 2025