Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .16 to IEX Rule 5.110 (Supervision), so that IEX Members who Participate in the Recently Approved FINRA Pilot Program on Remote Inspections Will Also Sat

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2024-16

Last Reviewed or Updated: Oct. 4, 2024

Resources

Notice Rule: SEC Issued Version (pdf 222.1 KB)

Details

Public Comments Due

Oct. 11, 2024

File Number

SR-IEX-2024-16

Rule Type

Notice

Release Number

34-101025

SEC Issue Date

Sept. 16, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .16 to IEX Rule 5.110 (Supervision), so that IEX Members who Participate in the Recently Approved FINRA Pilot Program on Remote Inspections Will Also Sat

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .16 to IEX Rule 5.110 (Supervision), so that IEX Members who Participate in the Recently Approved FINRA Pilot Program on Remote Inspections Will Also Sat

Public Comments

Resources

Details