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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Several IEX Rules to Permit, and in Some Instances Require, Electronic Service and Filing of Documents in Disciplinary and Other Proceedings

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2023-04

Last Reviewed or Updated: Aug. 31, 2023

Resources

Notice Rule: SEC Issued Version (pdf 187.32 KB)

Details

Public Comments Due

May 1, 2023 Federal Register

File Number

SR-IEX-2023-04

Rule Type

Notice

Release Number

34-97252

SEC Issue Date

April 4, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Several IEX Rules to Permit, and in Some Instances Require, Electronic Service and Filing of Documents in Disciplinary and Other Proceedings

Public Comments

Resources

Details

More in this Section

Breadcrumb

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Several IEX Rules to Permit, and in Some Instances Require, Electronic Service and Filing of Documents in Disciplinary and Other Proceedings

Public Comments

Resources

Details