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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System ("OATS") Requirements) To Reflect the September 1, 2021 Retirement of OATS

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2021-10

Last Reviewed or Updated: Sept. 2, 2021

Resources

Notice Rule: SEC Issued Version (pdf 210.86 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 30, 2021

File Number

SR-IEX-2021-10

Rule Type

Notice

Release Number

34-92868

SEC Issue Date

Sept. 2, 2021

Federal Register Publish Date

Sept. 9, 2021

Document Citation

86 FR 50564

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System ("OATS") Requirements) To Reflect the September 1, 2021 Retirement of OATS

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System ("OATS") Requirements) To Reflect the September 1, 2021 Retirement of OATS

Public Comments

Resources

Details