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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2021-02

Last Reviewed or Updated: Feb. 5, 2021

Resources

Notice Rule: SEC Issued Version (pdf 366.36 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 4, 2021

File Number

SR-IEX-2021-02

Rule Type

Notice

Release Number

34-91074

SEC Issue Date

Feb. 5, 2021

Federal Register Publish Date

Feb. 11, 2021

Document Citation

86 FR 9092

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Public Comments

Resources

Details