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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2020-09

Last Reviewed or Updated: June 25, 2020

Resources

Notice Rule: SEC Issued Version (pdf 172.83 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 22, 2020

File Number

SR-IEX-2020-09

Rule Type

Notice

Release Number

34-89155

SEC Issue Date

June 25, 2020

Federal Register Publish Date

July 1, 2020

Document Citation

85 FR 39649

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

Public Comments

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations

Public Comments

Resources

Details