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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform IEX Rule 5.160 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2018-22

Last Reviewed or Updated: Dec. 3, 2018

Resources

Notice Rule: SEC Issued Version (pdf 275.67 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 31, 2018

File Number

SR-IEX-2018-22

Rule Type

Notice

Release Number

34-84714

SEC Issue Date

Dec. 3, 2018

Federal Register Publish Date

Dec. 10, 2018

Document Citation

83 FR 63549

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform IEX Rule 5.160 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform IEX Rule 5.160 to FinCEN's Final Rule on Customer Due Diligence Requirements for Financial Institutions

Public Comments

Resources

Details