Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2018-04

Last Reviewed or Updated: Feb. 27, 2018

Resources

Notice Rule: SEC Issued Version (pdf 197 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 26, 2018

File Number

SR-IEX-2018-04

Rule Type

Notice

Release Number

34-82784

SEC Issue Date

Feb. 27, 2018

Federal Register Publish Date

March 5, 2018

Document Citation

83 FR 9349

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule

Public Comments

Resources

Details