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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2016-10

Last Reviewed or Updated: Aug. 8, 2016

Resources

Notice Rule: SEC Issued Version (pdf 261.94 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Sept. 2, 2016

File Number

SR-IEX-2016-10

Rule Type

Notice

Release Number

34-78502

SEC Issue Date

Aug. 8, 2016

Federal Register Publish Date

Aug. 12, 2016

Document Citation

81 FR 53509

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan

Public Comments

Resources

Details