Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

Public Comments

Submit a Comment on SR-GEMX-2022-02

Last Reviewed or Updated: Jan. 24, 2022

Resources

Notice Rule: SEC Issued Version (pdf 166.9 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 18, 2022

File Number

SR-GEMX-2022-02

Rule Type

Notice

Release Number

34-94040

SEC Issue Date

Jan. 24, 2022

Federal Register Publish Date

Jan. 28, 2022

Document Citation

87 FR 4680

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees

Public Comments

Resources

Details