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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

Public Comments

Submit a Comment on SR-GEMX-2021-10

Last Reviewed or Updated: Nov. 16, 2021

Resources

Notice Rule: SEC Issued Version (pdf 179.09 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Dec. 13, 2021

File Number

SR-GEMX-2021-10

Rule Type

Notice

Release Number

34-93583

SEC Issue Date

Nov. 16, 2021

Federal Register Publish Date

Nov. 22, 2021

Document Citation

86 FR 66356

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees

Public Comments

Resources

Details