Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

Public Comments

Last Reviewed or Updated: June 15, 2020

Public Comments Due

July 10, 2020

File Number

SR-GEMX-2020-15

Rule Type

Notice

Release Number

34-89071

SEC Issue Date

June 15, 2020

Federal Register Publish Date

June 19, 2020

Document Citation

85 FR 37129