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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

Public Comments

Submit a Comment on SR-GEMX-2020-06

Last Reviewed or Updated: Feb. 24, 2020

Resources

Notice Rule: SEC Issued Version (pdf 263.14 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 20, 2020

File Number

SR-GEMX-2020-06

Rule Type

Notice

Release Number

34-88273

SEC Issue Date

Feb. 24, 2020

Federal Register Publish Date

Feb. 28, 2020

Document Citation

85 FR 12037

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 21 (Anti-Money Laundering Compliance Program)

Public Comments

Resources

Details