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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

Public Comments

Submit a Comment on SR-GEMX-2019-06

Last Reviewed or Updated: June 7, 2019

Resources

Notice Rule: SEC Issued Version (pdf 136.12 KB)

Notice Rule: Federal Register Version

Exhibit 3

Exhibit 5

Details

Public Comments Due

July 5, 2019

File Number

SR-GEMX-2019-06

Rule Type

Notice

Release Number

34-86063

SEC Issue Date

June 7, 2019

Federal Register Publish Date

June 13, 2019

Document Citation

84 FR 27672

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions

Public Comments

Resources

Details