Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Align Existing Investigatory and Disciplinary Processes and Related Rules With the Investigatory and Disciplinary Processes and Associated Rules of Nasdaq BX, Inc.

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

Public Comments

Last Reviewed or Updated: July 25, 2018

Public Comments Due

Aug. 21, 2018

File Number

SR-GEMX-2018-24

Rule Type

Notice

Release Number

34-83704

SEC Issue Date

July 25, 2018

Federal Register Publish Date

July 31, 2018

Document Citation

83 FR 37012