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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Require Use of an Office of Hearing Officers Portal

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2025-013

Last Reviewed or Updated: Aug. 15, 2025

Resources

Notice Rule: SEC Issued Version (pdf 245.12 KB)

Exhibit 5

Details

Public Comments Due

Sept. 5, 2025

File Number

SR-FINRA-2025-013

Rule Type

Notice

Release Number

34-103685

SEC Issue Date

Aug. 12, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Require Use of an Office of Hearing Officers Portal

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Require Use of an Office of Hearing Officers Portal

Public Comments

Resources

Details