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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Cost Recovery Fee Related to Reasonably Budgeted Costs of the National Market System Plan Governing the...

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2025-010

View Received Comments

Last Reviewed or Updated: Aug. 13, 2025

Resources

Notice Rule: SEC Issued Version (pdf 244.65 KB)

Exhibit 5

Details

Public Comments Due

July 29, 2025

File Number

SR-FINRA-2025-010

Rule Type

Notice

Release Number

34-103373

SEC Issue Date

July 2, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Cost Recovery Fee Related to Reasonably Budgeted Costs of the National Market System Plan Governing the...

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Cost Recovery Fee Related to Reasonably Budgeted Costs of the National Market System Plan Governing the...

Public Comments

Resources

Details