Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan...

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2025-009

View Received Comments

Last Reviewed or Updated: Aug. 22, 2025

Resources

Notice Rule: SEC Issued Version (pdf 430.76 KB)

Exhibit 5

Details

Public Comments Due

July 29, 2025

File Number

SR-FINRA-2025-009

Rule Type

Notice

Release Number

34-103372

SEC Issue Date

July 2, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan...

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan...

Public Comments

Resources

Details