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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Consolidated Audit Trail Cost Recovery Fee

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2024-024

Last Reviewed or Updated: Feb. 5, 2025

Resources

Notice Rule: SEC Issued Version (pdf 83.48 KB)

Exhibit 5

Rule 19b-4 Information

Details

Public Comments Due

Jan. 27, 2025

File Number

SR-FINRA-2024-024

Rule Type

Notice

Release Number

34-102062

SEC Issue Date

Dec. 31, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Consolidated Audit Trail Cost Recovery Fee

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Consolidated Audit Trail Cost Recovery Fee

Public Comments

Resources

Details