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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA’s Regulatory Mission

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2024-019

Last Reviewed or Updated: Dec. 3, 2024

Resources

Notice Rule: SEC Issued Version (pdf 496.49 KB)

Exhibit 3

Exhibit 5

Details

Public Comments Due

Dec. 18, 2024

File Number

SR-FINRA-2024-019

Rule Type

Notice

Release Number

34-101696

SEC Issue Date

Nov. 21, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA’s Regulatory Mission

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA’s Regulatory Mission

Public Comments

Resources

Details