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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2024-016

Last Reviewed or Updated: June 30, 2025

Resources

Notice Rule: SEC Issued Version (pdf 104.9 KB)

Exhibit 5

Details

Public Comments Due

Nov. 12, 2024

File Number

SR-FINRA-2024-016

Rule Type

Notice

Release Number

34-101336

SEC Issue Date

Oct. 15, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA Rules

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA Rules

Public Comments

Resources

Details