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Notice Rule

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2024-009

Last Reviewed or Updated: July 3, 2024

Resources

Notice Rule: SEC Issued Version (pdf 201.39 KB)

Exhibit 5

Details

Public Comments Due

July 5, 2024

File Number

SR-FINRA-2024-009

Rule Type

Notice

Release Number

34-100296

SEC Issue Date

June 7, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees)

Public Comments

Resources

Details

More in this Section

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees)

Public Comments

Resources

Details