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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA's Trading Activity Fee

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2023-009

Last Reviewed or Updated: June 26, 2023

Resources

Notice Rule: SEC Issued Version (pdf 216.53 KB)

Exhibit 2a

Exhibit 2b

Exhibit 5

Details

Public Comments Due

21 days after publication in the Federal Register.

File Number

SR-FINRA-2023-009

Rule Type

Notice

Release Number

34-97798

SEC Issue Date

June 26, 2023

Federal Register Publish Date

June 30, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA's Trading Activity Fee

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA's Trading Activity Fee

Public Comments

Resources

Details