Order Rule

Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt Supplementary Material .18 (Remote Inspections Pilot Program) under FINRA

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt Supplementary Material .18 (Remote Inspections Pilot Program) under FINRA
Release Number
34-98046
SEC Issue Date
Federal Register Publish Date

Resources

Notice Rule: SEC Issued Version (pdf 204.51 KB)

Last Reviewed or Updated: Nov. 17, 2023