Release Number
34-98046
SEC Issue Date
Federal Register Publish Date
Order Rule
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt Supplementary Material .18 (Remote Inspections Pilot Program) under FINRA
Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)
Last Reviewed or Updated: Nov. 17, 2023
Details
File Number
SR-FINRA-2023-007
Rule Type
Order
Release Number
34-98982
SEC Issue Date
Federal Register Publish Date
Public Comments