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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Address Duplicative Requirements

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2023-003

Last Reviewed or Updated: June 27, 2023

Resources

Notice Rule: SEC Issued Version (pdf 172.83 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2023-003

Rule Type

Notice

Release Number

34-97181

SEC Issue Date

March 21, 2023

Federal Register Publish Date

March 27, 2023

Document Citation

88 FR 18199

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Address Duplicative Requirements

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Address Duplicative Requirements

Public Comments

Resources

Details