Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: March 7, 2023

Public Comments Due

21 days after publication in the Federal Register

File Number

SR-FINRA-2023-002

Rule Type

Notice

Release Number

34-97062

SEC Issue Date

March 7, 2023

Federal Register Publish Date

March 13, 2023

Document Citation

88 FR 15473