Notice Rule

Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP
Release Number
34-97291
SEC Issue Date
Federal Register Publish Date

Resources

Notice Rule: SEC Issued Version (pdf 171.71 KB)

Last Reviewed or Updated: June 4, 2023