Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020 and 2021, and Through December 31 of Calendar Year 2022) Under FINRA Rule 3110 (Supervision)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Nov. 4, 2022

Public Comments Due

Dec. 1, 2022

File Number

SR-FINRA-2022-030

Rule Type

Notice

Release Number

34-96241

SEC Issue Date

Nov. 4, 2022

Federal Register Publish Date

Nov. 10, 2022

Document Citation

87 FR 67969