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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2022-027

Last Reviewed or Updated: Sept. 29, 2022

Resources

Notice Rule: SEC Issued Version (pdf 215.65 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Oct. 26, 2022

File Number

SR-FINRA-2022-027

Rule Type

Notice

Release Number

34-95939

SEC Issue Date

Sept. 29, 2022

Federal Register Publish Date

Oct. 5, 2022

Document Citation

87 FR 60421

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Public Comments

Resources

Details